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Resources for reviewers

Good practice and issues to consider in grant application reviewing.

Good practice for reviewing

High quality reviews are invaluable in helping a funding body select the best and most appropriate applications to support. They also provide constructive feedback to applicants to help them develop and further their research plans and improve future grant applications. 

A high-quality review should:

  • Provide clear and concise comments and recommendations that clearly identify strengths and weaknesses against the criteria for the funding call. 

  • Provide justification for your comments and the overall evaluation. 

  • Raise concerns in the form of questions for the applicant.

  • Provide a balanced assessment of the proposal.

  • Provide constructive criticism and feedback, that expresses negative comments tactfully.

  • Be open to new approaches and perspectives.

 

To help provide a high-quality review, a reviewer should:

  • Read the assessment criteria and scoring matrix.

  • Be objective and professional.

  • Be aware of unconscious bias.

 

A reviewer should not:

  • Make the review personal.

  • Exceed word limits/space restrictions.

  • Include anything to identify the reviewer, including references to the reviewer’s work, who they worked with or where they have worked.

 

Questions to consider when reviewing an application

The funding body will provide specific assessment criteria and questions to ask when reviewing applications, however generally speaking reviewers should consider:

  • What is the project’s contribution to the discipline?

  • Is the project innovative and original?

  • How important are the research questions, or gaps in knowledge, that would be addressed?

  • Are the researchers capable of undertaking the work and to do it in the time and budget proposed? Do they have the right team, experience, skills, and support? Do they have the appropriate training

  • Have any impacts of disruption described by the applicant been appropriately considered?

  • What are the strengths and weaknesses? Are there major flaws?

  • Is the methodology (and/or experimental design) clearly set out and justified? Are the methods appropriate? Are there alternative approaches that should be considered? What could they do better?

  • Is there evidence of sufficient planning in terms of health and safety?

  • Are there ethical issues to be addressed? Permissions? Are there any issues here? Is the project working appropriately with local partners and collaborators? See our list of resources on research conduct and ethics in the field.

  • Is the budget and request for resources sufficiently detailed and appropriate? Does the proposal represent good value for money?

  • Is there awareness shown of the relevant environmental, social and cultural responsibilities and impacts of the project, and strategies to minimise and mitigate these?

  • Are there plans to disseminate findings locally as well as through academic channels?

 

This guidence draws on resources from the UKRI Medical Research Council, UKRI Engineering and Physical Sciences Research Council and Reviewing a Manuscript for Publication - Allen S. Lee.

 

Conflict of interest

The integrity of peer review is of paramount importance. This means that any personal or professional interests as a reviewer must never influence the outcome. A conflict of interest may occur where:

  • The applicant is a close friend or relative.

  • The reviewer is directly involved in the work the applicant proposes to carry out.

  • The reviewer works in the same research organisation/department as the applicant(s), co-applicant(s) or project partners.

  • The reviewer works closely with the applicant(s) (e.g. as a co-author or PhD supervisor) or has done within the last five years.

  • The reviewer may benefit financially from the work.

If you consider that you have a conflict of interest (or you are unsure) you should declare this to the funder. Depending on your declaration of interest, the funder may still ask for your review of the proposal, taking note of your declaration, providing you feel capable of reviewing the proposal objectively. 

 

Unconscious bias

In order to identify the highest-quality applications and foster excellence in the discipline, it is essential that funding decisions are made purely based on the quality of the proposed research and merit of the applicant. All applicants should be treated equally and applications assessed on equal terms. 

The information below serves to prompt thinking on the topic of unconscious bias. It is strongly suggested that you explore the online resources listed. These provide both comprehensive summary pieces and more detailed information on this topic. We also encourage you to engage in appropriate training in your institution.

 

What is unconscious bias?

Unconscious bias is when we make judgments or decisions based on our prior experience, personal thought patterns, assumptions or interpretations, and we are not aware that we are doing it. This arises from a feature of the human brain that allows us to automatically make quick judgements. Unconscious bias can be triggered by many things, not just gender, race, ethnicity or other visible diversity characteristics, but also age, gender identity, physical abilities, religion, sexual orientation, weight, name, language and many other characteristics. 

 

Unconscious bias in peer review

Alongside bias associated with personal characteristics, within the peer review process unconscious bias may occur in the form of:

  • Confirmation bias (e.g. knowing of the excellent work an individual has done in the past and assuming that the application under review is equally exceptional, resulting in less critical evaluation).

  • Bias for a particular research area (e.g. having more enthusiasm for applications addressing your own area of research).

  • Institutional bias (e.g. focusing unduly on the institution’s reputation, size, type, location, or prior research).

  • Affinity or similarity bias (e.g. favouring applications from those similar to the reviewer in some way).

  • The halo effect (e.g. one perceived positive trait of the applicant makes a reviewer view everything about the application in a positive way. The opposite of this is the ‘horn effect’).

 

Understanding unconscious bias – The Royal Society

 

What can we do about unconscious bias in peer review?

  • Increase your awareness of unconscious bias to start mitigating against it.

    • Learn about unconscious bias. The information and resources on this page are a place to start. 

    • Take an unconscious bias training workshop. As a starting point, there are online courses which can be taken in your own time, such as those provided by Canada Research Chairs Programme for unconscious bias in peer review, and Imperial College London for unconscious bias in the workplace. 

    • Identify expectations you have that are based on stereotypes and replace them with positive examples that contradict them.

  • Do not rush in making decisions or become distracted, this makes leaning on biases more likely. 

  • Justify and record your reasoning, considering all the evidence available. 

  • Be consistent and structured in your assessment and follow assessment criteria. 

  • Question and reflect on your decisions. Are you being objective, and not inadvertently selective based on criteria outside those which you should be considering?

 

Resources

Understanding unconscious bias

The Royal Society

An animation video and briefing to introduce the key concepts and current academic research around unconscious bias, aimed towards selection and appointment panels.

Watch animation

 

Minimising unconscious bias in peer review

National Institute of Allergy and Infectious Diseases

A summary piece on unconscious bias.

Read resource

 

Strategies to prevent or reduce gender bias in peer review of research grants: a rapid scoping review

Dr Andrea Tricco et al. 2017

A publication reviewing the literature on strategies implemented or identified to prevent or reduce gender bias in peer review of research grants.

Read resource

 

Elsevier unconscious bias summary

A summary on unconscious bias, relevant tools, resources and further reading.

Read resource

 

Imperial College London Equality, diversity and inclusion - unconscious bias summary

Defining unconscious bias, types of bias, mitigation strategies and providing further reading.  

Read resource

 

University of California San Francisco - unconscious bias summary

A collection of videos, accompanying text and further resources explaining unconscious bias, the science behind it, how it can be assessed, and strategies to address it.

Read resource 

 

Science Consciously combating unconscious bias

An article discussing strategies to address unconscious bias in hiring practices and professional responsibilities.

Read resource

 

Unconscious bias in higher education: literature review

The Equality Challenge Unit

A literature review covering the key psychological theories related to unconscious/implicit bias, research on the impact of implicit bias on decision making, behaviour and actions, methods and techniques for reducing unconscious/implicit bias and a summary of recommendations.

Read resource

 

Online training 

Unconscious bias training for peer review

Canada Research Chairs Programme

A self-paced interactive online training course designed to promote an understanding of unconscious bias and how it can affect the peer review process, also providing strategies for mitigating bias during the review process.

Access training

 

Unconscious bias training – Imperial College London

An online course, intended as a starting point which aims to improve understanding of how unconscious bias operates in the workplace. 

Access training